FY-2020-2021 - ESGRisk.ai

Annual Return : FY. 2020 - 2021

FORM NO. MGT-7

[Pursuant to sub-Section(1) of section 92 of the Companies Act, 2013 and sub-rule (1) of rule 11of the Companies (Management and Administration) Rules, 2014]

Annual Return

(other than OPCs and Small Companies)

Form Language

I. REGISTRATION AND OTHER DETAILS

(i) *Corporate Identification Number (CIN) of the company

U73200MH2020PLC350507

Global Location Number (GLN) of the company

*Permanent Account Number (PAN) of the company

AAGCE2038P

(ii)(a) *Name of the company

ESG Risk Assessments & Insights Limited

(b) Registered office address

905, Lodha Supremus,
Lodha iThink Techno Campus,
Near Kanjurmarg railway Station,
Mumbai – 400 042

(c) *e-mail ID of the company

chitra.mohan@acuite.in

(d) *Telephone number with STD code

9930708000

(e) Website

www.esgrisk.ai

(iii) Date of Incorporation

23/11/2020

(iv)

Type of the Company	Category of the Company	Sub-category of the Company
Public Company	Company limited by shares	Indian Non-Government Company

(v) Whether company is having share capital

(v) *Whether shares listed on recognized Stock Exchange(s)

(b) CIN of the Registrar and Transfer Agent

Name of the Registrar and Transfer Agent

Registered office address of the Registrar and Transfer Agents

(vii) *Financial year From date

23/11/2020

(DD/MM/YYYY) To date

31/03/2021

(viii) *Whether Annual general meeting (AGM) held

(a) If yes, date of AGM

24/09/2021

(b) Due date of AGM

30/09/2021

(c) Whether any extension for AGM granted

II. PRINCIPAL BUSINESS ACTIVITIES OF THE COMPANY

*Number of business activities

1

S.No	Main Activity group code	Description of Main Activity group	Business Activity Code	Description of Business Activity	% of turnover of the company
1	K	Financial and insurance Service	K8	Other financial activities	0

III. PARTICULARS OF HOLDING, SUBSIDIARY AND ASSOCIATE COMPANIES (INCLUDING JOINT VENTURES)

*No. of Companies for which information is to be given

1

S.No	Name of the company	CIN / FCRN	Holding/ Subsidiary/Associate/ Joint Venture	% of shares held
1	ACUITE RATINGS & RESEARCH	U74999MH2005PLC155683	Holding	99.99

IV. SHARE CAPITAL, DEBENTURES AND OTHER SECURITIES OF THE COMPANY

(i) *SHARE CAPITAL

(a) Equity share capital

Particulars	Authorised capital	Issued capital	Subscribed capital	Paid up capital
Total number of equity shares	10,000,000	5,000,000	5,000,000	5,000,000
Total amount of equity shares (in Rupees)	100,000,000	50,000,000	50,000,000	50,000,000

Number of classes

1

Class of Shares	Authorised capital	Issued capital	Subscribed capital	Paid up capital
Number of equity shares	10,000,000	5,000,000	5,000,000	5,000,000
Nominal value per share (in rupees)	10	10	10	10
Total amount of equity shares (in rupees)	100,000,000	50,000,000	50,000,000	50,000,000

(b) Preference share capital

Particulars	Authorised capital	Issued capital	Subscribed capital	Paid-up capital
Total number of preference shares	0	0	0	0
Total amount of preference shares (in rupees)	0	0	0	0

Number of classes

0

Class of shares	Authorised capital	Issued capital	Subscribed capital	Paid up capital
Number of preference shares
Nominal value per share (in rupees)
Total amount of preference shares (in rupees)

(c) Unclassified share capital

Particulars	Authorised Capital
Total amount of unclassified shares	0

(d) Break-up of paid-up share capital

Class of shares	Number of shares			Total nominal amount	Total Paid-up amount	Total premium
Equity shares	Physical	DEMAT	Total
At the beginning of the year	5,000,000	0	5000000	50,000,000	50,000,000
Increase during the year	0	0	0	0	0	0
i. Public Issues	0	0	0	0	0	0
ii. Rights issue	0	0	0	0	0	0
iii. Bonus issue	0	0	0	0	0	0
iv. Private Placement/ Preferential allotment	0	0	0	0	0	0

v. ESOPs	0	0	0	0	0	0
vi. Sweat equity shares allotted	0	0	0	0	0	0
vii. Conversion of Preference share	0	0	0	0	0	0
viii. Conversion of Debentures	0	0	0	0	0	0
ix. GDRs/ADRs	0	0	0	0	0	0
x. Others, specify
Decrease during the year	0	0	0	0	0	0
i. Buy-back of shares	0	0	0	0	0	0
ii. Shares forfeited	0	0	0	0	0	0
iii. Reduction of share capital	0	0	0	0	0	0
iv. Others, specify

At the end of the year	5,000,000	0	5000000	50,000,000	50,000,000

Preference shares
At the beginning of the year	0	0	0	0	0
Increase during the year	0	0	0	0	0	0
i. Issues of shares	0	0	0	0	0	0
ii. Re-issue of forfeited shares	0	0	0	0	0	0
iii. Others, specify

Decrease during the year	0	0	0	0	0	0
i. Redemption of shares	0	0	0	0	0	0
ii. Shares forfeited	0	0	0	0	0	0
iii. Reduction of share capital	0	0	0	0	0	0
iv. Others, specify

At the end of the year	0	0	0	0	0

ISIN of the equity shares of the company

(ii) Details of stock split/consolidation during the year (for each class of shares)

0

Class of shares		(i)	(ii)	(iii)
Before split / Consolidation	Number of shares
Before split / Consolidation	Face value per share
After split / Consolidation	Number of shares
After split / Consolidation	Face value per share

(iii) Details of shares/Debentures Transfers since closure date of last financial year (or in the case of the first return at any time since the incorporation of the company) *

Nil

[Details being provided in a CD/Digital Media]

Separate sheet attached for details of transfers

Note: In case list of transfer exceeds 10, option for submission as a separate sheet attachment or submission in a CD/Digital Media may be shown.

Date of the previous annual general meeting

Date of registration of transfer (Date Month Year)

Type of transfer

1 - Equity, 2- Preference Shares,3 - Debentures, 4 - Stock

Number of Shares/ Debentures/ Units Transferred

Amount per Share/ Debenture/Unit (in Rs.)

Ledger Folio of Transferor

Transferor's Name

Sunrname

Middle name

First name

Ledger Folio of Transferee

Transferee's Name

Sunrname

Middle name

First name

Date of registration of transfer (Date Month Year)

Type of transfer

1 - Equity, 2- Preference Shares,3 - Debentures, 4 - Stock

Number of Shares/ Debentures/ Units Transferred

Amount per Share/ Debenture/Unit (in Rs.)

Ledger Folio of Transferor

Transferor's Name

Sunrname

Middle name

First name

Ledger Folio of Transferee

Transferee's Name

Sunrname

Middle name

First name

(iv) *Debentures (Outstanding as at the end of financial year)

Particulars	Number of units	Nominal value per unit	Total value
Non-convertible debentures	0	0	0
Partly convertible debentures	0	0	0
Fully convertible debentures	0	0	0
Total			0

Details of debentures

Class of debentures	Outstanding as at the beginning of the year	Increase during the year	Decrease during the year	Outstanding as at the end of the year
Non-convertible debentures	0	0	0	0
Partly convertible debentures	0	0	0	0
Fully convertible debentures	0	0	0	0

(v) Securities (other than shares and debentures)

0

Type of Securities	Number of Securities	Nominal Value of each Unit	Total Nominal Value	Paid up Value of each Unit	Total Paid up Value


Total

V. *Turnover and net worth of the company (as defined in the Companies Act, 2013)

(i) Turnover

0 (i) Net worth of the Company

48,782,343

VI. (a) *SHARE HOLDING PATTERN - Promoters

S. No.	Category	Equity		Preference
S. No.	Category	Number of shares	Percentage	Number of shares	Percentage
1.	Individual/Hindu Undivided Family
	(i) Indian	0	0	0
	(ii) Non-resident Indian (NRI)	0	0	0
	(iii) Foreign national (other than NRI)	0	0	0
	Government
	(i) Central Government	0	0	0
	(ii) State Government	0	0	0
	(iii) Government companies	0	0	0
	Insurance companies	0	0	0
	Banks	0	0	0
	Financial institutions	0	0	0
	Foreign institutional investors	0	0	0
	Mutual funds	0	0	0
	Venture capital	0	0	0
	Body corporate (not mentioned above)	4,999,994	100	0
	Others	0	0	0
	Total	4,999,994	100	0

Total number of shareholders (promoters)

1 (b) *SHARE HOLDING PATTERN - Public/Other than promoters

S. No.	Category	Equity		Preference
S. No.	Category	Number of shares	Percentage	Number of shares	Percentage
1.	Individual/Hindu Undivided Family
	(i) Indian	6	0	0
	(ii) Non-resident Indian (NRI)	0	0	0
	(iii) Foreign national (other than NRI)	0	0	0
	Government
	(i) Central Government	0	0	0
	(ii) State Government	0	0	0
	(iii) Government companies	0	0	0
	Insurance companies	0	0	0
	Banks	0	0	0
	Financial institutions	0	0	0
	Foreign institutional investors	0	0	0
	Mutual funds	0	0	0
	Venture capital	0	0	0
	Body corporate (not mentioned above)	0	0	0
	Others	0	0	0
	Total	6	0	0	0

Total number of shareholders (other than promoters)

6 Total number of shareholders (Promoters+Public/ Other than promoters)

7 VII. *NUMBER OF PROMOTERS, MEMBERS, DEBENTURE HOLDERS (Details, Promoters, Members (other than promoters), Debenture holders)

Details	At the beginning of the year	At the end of the year
Promoters	1	1
Members (other than promoters)	6	6
Debenture holders	0	0

VIII. DETAILS OF DIRECTORS AND KEY MANAGERIAL PERSONNEL

(A) *Composition of Board of Directors

Category	Number of directors at the beginning of the year		Number of directors at the end of the year		Percentage of shares held by directors as at the end of year
	Executive	Non-executive	Executive	Non-executive	Executive	Non-executive
A. Promoter	0	2	0	2	0	0
B. Non-Promoter	0	1	0	1	0	0
(i) Non-Independent	0	1	0	1	0	0
(ii) Independent	0	0	0	0	0	0
C. Nominee Directors representing	0	0	0	0	0	0
(i) Banks & FIs	0	0	0	0	0	0
(ii) Investing institutions	0	0	0	0	0	0
(iii) Government	0	0	0	0	0	0
(iv) Small share holders	0	0	0	0	0	0
(v) Others	0	0	0	0	0	0
Total	0	3	0	3	0	0

Number of Directors and Key managerial personnel (who is not director) as on the financial year end date

4 (B) (i) *Details of directors and Key managerial personnel as on the closure of financial year

Name	DIN/PAN	Designation	Number of equity share(s) held	Date of cessation (after closure of financial year : If any)
Mr. Sankar Chakraborti	06905980	Director	1
Mr. V Chandrasekaran	01262266	Director	0
Mr. Suman Mukhopadhyay	08121309	Director	0
Ms. Chitra Mohan	AMIPM9833D	Company Secretary	1

(ii) Particulars of change in director(s) and Key managerial personnel during the year

1

Name	DIN/PAN	Designation at the beginning / during the financial year	Date of appointment/ change in designation/ cessation	Nature of change (Appointment/ Change in designation/ Cessation)
Ms. Chitra Mohan	AMIPM9833D	Company Secretary	11/12/2020	Appointment

IX. MEETINGS OF MEMBERS/CLASS OF MEMBERS/BOARD/COMMITTEES OF THE BOARD OF DIRECTORS

A. MEMBERS/CLASS /REQUISITIONED/NCLT/COURT CONVENED MEETINGS

Number of meetings held

0

Type of meeting	Date of meeting	Total Number of Members entitled to attend meeting	Attendance
			Number of members attended	% of total shareholding

B. BOARD MEETINGS

*Number of meetings held

2

S. No.	Date of meeting	Total Number of directors associated as on the date of meeting	Attendance
S. No.	Date of meeting		Number of directors attended	% of attendance
1	11/12/2020	3	3	100
2	30/03/2021	3	3	100

C. COMMITTEE MEETINGS

Number of meetings held

S. No.	Type of meeting	Date of meeting	Total Number of Members as on the date of the meeting	Attendance
				Number of members attended	% of attendance
1

D. *ATTENDANCE OF DIRECTORS

S.No.	Name of the director	Board Meetings			Committee Meetings			Whether attended AGM held on
		Number of Meetings which director was entitled to attend	Number of Meetings attended	% of attendance	Number of Meetings which director was entitled to attend	Number of Meetings attended	% of attendance	Whether attended AGM held on
								24/09/2021
								(Y/N/NA)
1	Mr. Sankar Chakraborti	2	2	100	0	0	0	Yes
2	Mr. V Chandrasekaran	2	2	100	0	0	0	Yes
3	Mr. Suman Mukhopadhyay	2	2	100	0	0	0	No

X. *REMUNERATION OF DIRECTORS AND KEY MANAGERIAL PERSONNEL

Nil

Number of Managing Director, Whole-time Directors and/or Manager whose remuneration details to be entered

0

S. No.	Name	Designation	Gross Salary	Commission	Stock Option/ Sweat equity	Others	Total Amount
1							0
	Total

Number of CEO, CFO and Company secretary whose remuneration details to be entered

1

S. No.

Name

Designation

Gross Salary

Commission

Stock Option/

Sweat equity

Others

Total

Amount

Ms. Chitra Mohan

Company Secretary

Total

Number of other directors whose remuneration details to be entered

3

S. No.	Name	Designation	Gross Salary	Commission	Stock Option/ Sweat equity	Others	Total Amount
1	Mr. Sankar Chakraborti	Director	0	0	0	0	0
2	Mr. V Chandrasekaran	Director	0	0	0	40,000	40,000
3	Mr. Suman Mukhopadhyay	Director	0	0	0	0	0
	Total		0	0	0	40,000	40,000

XI. MATTERS RELATED TO CERTIFICATION OF COMPLIANCES AND DISCLOSURES

* A. Whether the company has made compliances and disclosures in respect of applicable provisions of the Companies Act, 2013 during the year

B. If No, give reasons/observations

XII. PENALTY AND PUNISHMENT - DETAILS THEREOF

A. DETAILS OF PENALTIES / PUNISHMENT IMPOSED ON COMPANY/DIRECTORS /OFFICERS

Name of the company/ directors/ officers	Name of the court/ concerned Authority	Date of Order	Name of the Act and section under which penalised / punished	Details of penalty/ punishment	Details of appeal (if any) including present status

B. DETAILS OF COMPOUNDING OF OFFENCES

Name of the company/ directors/ officers	Name of the court/ concerned Authority	Date of Order	Name of the Act and section under which penalised / punished	Particulars of offence	Amount of compounding (in Rupees)

XIII. Whether complete list of shareholders, debenture holders has been enclosed as an attachment

XIV. COMPLIANCE OF SUB-SECTION (2) OF SECTION 92, IN CASE OF LISTED COMPANIES

In case of a listed company or a company having paid up share capital of Ten Crore rupees or more or turnover of Fifty Crore rupees or more, details of company secretary in whole time practice certifying the annual return in Form MGT-8.

Name

Whether associate or fellow

Certificate of practice number

I/We certify that:

(a) The return states the facts, as they stood on the date of the closure of the financial year aforesaid correctly and adequately.

(b) Unless otherwise expressly stated to the contrary elsewhere in this Return, the Company has complied with all the provisions of the Act during the financial year.

Declaration

I am Authorised by the Board of Directors of the company vide resolution no.

21 dated

11/12/2020

(DD/MM/YYYY) to sign this form and declare that all the requirements of the Companies Act, 2013 and the rules made thereunder in respect of the subject matter of this form and matters incidental thereto have been compiled with. I further declare that:

Whatever is stated in this form and in the attachments thereto is true, correct and complete and no information material to the subject matter of this form has been suppressed or concealed and is as per the original records maintained by the company.
All the required attachments have been completely and legibly attached to this form.

Note: Attention is also drawn to the provisions of Section 447, section 448 and 449 of the Companies Act, 2013 which provide for punishment for fraud, punishment for false statement and punishment for false evidence respectively.

To be digitally signed by

Director

DIN of the director

06905980

To be digitally signed by

Membership number

32440

Certificate of practice number

13806

Attachments

List of share holders, debenture holders
Approval letter for extension of AGM;
Copy of MGT-8;
Optional Attachement(s), if any

List of attachments Attachments


List of Shareholders.pdf
ESG_UDIN.pdf

This eForm has been taken on file maintained by the Registrar of Companies through electronic mode and on the basis of statement of correctness given by the company

First Name	Middle Name	Last Name	Folio Number
Acuite Ratings and Research Limited			1
Sankar		Chakraborti	2
Suman		Chowdhury	3
Antony		Jose	4
Chitra		Mohan	5
Hitesh		Khona	6
Reshma		Polasa	7

DP ID-Client Id Account Number	Number of Shares held	Class of Shares
	49,99,994	Equity share
	1	Equity share
	1	Equity share
	1	Equity share
	1	Equity share
	1	Equity share
	1	Equity share

FORM NO. MGT-7

Annual Return

Form Language

I. REGISTRATION AND OTHER DETAILS

(i) *Corporate Identification Number (CIN) of the company

U73200MH2020PLC350507

Global Location Number (GLN) of the company

*Permanent Account Number (PAN) of the company

AAGCE2038P

(ii)(a) *Name of the company

ESG Risk Assessments & Insights Limited

(b) Registered office address

905, Lodha Supremus, Lodha iThink Techno Campus, Near Kanjurmarg railway Station, Mumbai – 400 042

(c) *e-mail ID of the company

chitra.mohan@acuite.in

(d) *Telephone number with STD code

9930708000

(e) Website

www.esgrisk.ai

(iii) Date of Incorporation

23/11/2020

(iv)

(v) Whether company is having share capital

(v) *Whether shares listed on recognized Stock Exchange(s)

(b) CIN of the Registrar and Transfer Agent

Name of the Registrar and Transfer Agent

Registered office address of the Registrar and Transfer Agents

(vii) *Financial year From date

23/11/2020

(DD/MM/YYYY) To date

31/03/2021

(viii) *Whether Annual general meeting (AGM) held

(a) If yes, date of AGM

24/09/2021

(b) Due date of AGM

30/09/2021

(c) Whether any extension for AGM granted

II. PRINCIPAL BUSINESS ACTIVITIES OF THE COMPANY

*Number of business activities

1

III. PARTICULARS OF HOLDING, SUBSIDIARY AND ASSOCIATE COMPANIES (INCLUDING JOINT VENTURES)

*No. of Companies for which information is to be given

1

IV. SHARE CAPITAL, DEBENTURES AND OTHER SECURITIES OF THE COMPANY

(i) *SHARE CAPITAL

(a) Equity share capital

Number of classes

1

(b) Preference share capital

Number of classes

0

(c) Unclassified share capital

(d) Break-up of paid-up share capital

ISIN of the equity shares of the company

(ii) Details of stock split/consolidation during the year (for each class of shares)

0

(iii) Details of shares/Debentures Transfers since closure date of last financial year (or in the case of the first return at any time since the incorporation of the company) *

Nil

[Details being provided in a CD/Digital Media]

Separate sheet attached for details of transfers

Note: In case list of transfer exceeds 10, option for submission as a separate sheet attachment or submission in a CD/Digital Media may be shown.

Date of the previous annual general meeting

Date of registration of transfer (Date Month Year)

Type of transfer

1 - Equity, 2- Preference Shares,3 - Debentures, 4 - Stock

Number of Shares/ Debentures/ Units Transferred

Amount per Share/ Debenture/Unit (in Rs.)

Ledger Folio of Transferor

Transferor's Name

Sunrname

Middle name

First name

Ledger Folio of Transferee

Transferee's Name

Sunrname

Middle name

First name

Date of registration of transfer (Date Month Year)

Type of transfer

1 - Equity, 2- Preference Shares,3 - Debentures, 4 - Stock

905, Lodha Supremus,
Lodha iThink Techno Campus,
Near Kanjurmarg railway Station,
Mumbai – 400 042