ESGRisk.ai

Annual Return : FY. 2020 - 2021

FORM NO. MGT-7

[Pursuant to sub-Section(1) of section 92 of the Companies Act, 2013 and sub-rule (1) of rule 11of the Companies (Management and Administration) Rules, 2014]

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Annual Return

(other than OPCs and Small Companies)

Form Language

I. REGISTRATION AND OTHER DETAILS

(i) *Corporate Identification Number (CIN) of the company

U73200MH2020PLC350507

Global Location Number (GLN) of the company

*Permanent Account Number (PAN) of the company

AAGCE2038P

(ii)(a) *Name of the company

ESG Risk Assessments & Insights Limited

(b) Registered office address

905, Lodha Supremus,
Lodha iThink Techno Campus,
Near Kanjurmarg railway Station,
Mumbai – 400 042

(c) *e-mail ID of the company

chitra.mohan@acuite.in

(d) *Telephone number with STD code

9930708000

(e)   Website

www.esgrisk.ai

(iii) Date of Incorporation

23/11/2020

(iv)

Type of the Company Category of the Company Sub-category of the Company
Public Company  Company limited by shares Indian Non-Government Company

(v) Whether company is having share capital

(v) *Whether shares listed on recognized Stock Exchange(s)

(b) CIN of the Registrar and Transfer Agent

Name of the Registrar and Transfer Agent




Registered office address of the Registrar and Transfer Agents




(vii) *Financial year From date

23/11/2020

(DD/MM/YYYY) To date

31/03/2021

(viii) *Whether Annual general meeting (AGM) held

(a) If yes, date of AGM

24/09/2021

(b) Due date of AGM

30/09/2021

(c) Whether any extension for AGM granted

II. PRINCIPAL BUSINESS ACTIVITIES OF THE COMPANY

*Number of business activities

1

S.No Main Activity group code Description of Main Activity group Business Activity Code Description of Business Activity % of turnover of the company
1 K Financial and insurance Service K8 Other financial activities 0

III. PARTICULARS OF HOLDING, SUBSIDIARY AND ASSOCIATE COMPANIES (INCLUDING JOINT VENTURES)

*No. of Companies for which information is to be given

1

S.No Name of the company CIN / FCRN Holding/ Subsidiary/Associate/ Joint Venture % of shares held
1 ACUITE RATINGS & RESEARCH U74999MH2005PLC155683 Holding 99.99

IV. SHARE CAPITAL, DEBENTURES AND OTHER SECURITIES OF THE COMPANY

(i) *SHARE CAPITAL

(a) Equity share capital

Particulars Authorised capital Issued capital Subscribed capital Paid up capital
Total number of equity shares 10,000,000 5,000,000 5,000,000 5,000,000
Total amount of equity shares (in Rupees) 100,000,000 50,000,000 50,000,000 50,000,000

Number of classes

1

Class of Shares Authorised capital Issued capital Subscribed capital Paid up capital
Number of equity shares 10,000,000 5,000,000 5,000,000 5,000,000
Nominal value per share (in rupees) 10 10 10 10
Total amount of equity shares (in rupees) 100,000,000 50,000,000 50,000,000 50,000,000

(b) Preference share capital

Particulars Authorised capital Issued capital Subscribed capital Paid-up capital
Total number of preference shares 0 0 0 0
Total amount of preference shares (in rupees) 0 0 0 0

Number of classes

0

Class of shares Authorised capital Issued capital Subscribed capital Paid up capital
Number of preference shares
Nominal value per share (in rupees)
Total amount of preference shares (in rupees)

(c) Unclassified share capital

Particulars Authorised Capital
Total amount of unclassified shares 0

(d) Break-up of paid-up share capital

 Class of shares Number of shares Total nominal amount Total Paid-up amount Total premium
Equity shares Physical DEMAT Total
At the beginning of the year 5,000,000 0 5000000 50,000,000 50,000,000
Increase during the year 0 0 0 0 0 0
i. Public Issues 0 0 0 0 0 0
ii. Rights issue 0 0 0 0 0 0
iii. Bonus issue 0 0 0 0 0 0
iv. Private Placement/ Preferential allotment 0 0 0 0 0 0
v. ESOPs 0 0 0 0 0 0
vi. Sweat equity shares allotted 0 0 0 0 0 0
vii. Conversion of Preference share 0 0 0 0 0 0
viii. Conversion of Debentures 0 0 0 0 0 0
ix. GDRs/ADRs 0 0 0 0 0 0
x. Others, specify
Decrease during the year 0 0 0 0 0 0
i. Buy-back of shares 0 0 0 0 0 0
ii. Shares forfeited 0 0 0 0 0 0
iii. Reduction of share capital 0 0 0 0 0 0
iv. Others, specify
At the end of the year 5,000,000 0 5000000 50,000,000 50,000,000
Preference shares
At the beginning of the year 0 0 0 0 0
Increase during the year 0 0 0 0 0 0
i. Issues of shares 0 0 0 0 0 0
ii. Re-issue of forfeited shares 0 0 0 0 0 0
iii. Others, specify
Decrease during the year 0 0 0 0 0 0
i. Redemption of shares 0 0 0 0 0 0
ii. Shares forfeited 0 0 0 0 0 0
iii. Reduction of share capital 0 0 0 0 0 0
iv. Others, specify
At the end of the year 0 0 0 0 0

ISIN of the equity shares of the company

(ii) Details of stock split/consolidation during the year (for each class of shares)

0

Class of shares (i) (ii) (iii)
Before split / Consolidation Number of shares
Face value per share
After split / Consolidation Number of shares
Face value per share

(iii) Details of shares/Debentures Transfers since closure date of last financial year (or in the case of the first return at any time since the incorporation of the company) *

Nil

[Details being provided in a CD/Digital Media]

Separate sheet attached for details of transfers

Note: In case list of transfer exceeds 10, option for submission as a separate sheet attachment or submission in a CD/Digital Media may be shown.

Date of the previous annual general meeting

Date of registration of transfer (Date Month Year)

Type of transfer

1 - Equity, 2- Preference Shares,3 - Debentures, 4 - Stock

Number of Shares/ Debentures/ Units Transferred

Amount per Share/ Debenture/Unit (in Rs.)

Ledger Folio of Transferor

Transferor's Name

Sunrname

Middle name

First name

Ledger Folio of Transferee

Transferee's Name

Sunrname

Middle name

First name

Date of registration of transfer (Date Month Year)

Type of transfer

1 - Equity, 2- Preference Shares,3 - Debentures, 4 - Stock

Number of Shares/ Debentures/ Units Transferred

Amount per Share/ Debenture/Unit (in Rs.)

Ledger Folio of Transferor

Transferor's Name

Sunrname

Middle name

First name

Ledger Folio of Transferee

Transferee's Name

Sunrname

Middle name

First name

(iv) *Debentures (Outstanding as at the end of financial year)

Particulars Number of units Nominal value per unit Total value
Non-convertible debentures  0  0  0
Partly convertible debentures  0  0  0
Fully convertible debentures  0  0  0
Total  0

Details of debentures

Class of debentures Outstanding as at the beginning of the year Increase during the year Decrease during the year Outstanding as at the end of the year
Non-convertible debentures  0  0  0  0
Partly convertible debentures  0  0  0  0
Fully convertible debentures 0  0  0  0

(v) Securities (other than shares and debentures)

0

Type of Securities Number of Securities Nominal Value of each Unit Total Nominal Value Paid up Value of each Unit Total Paid up Value
Total      

V. *Turnover and net worth of the company (as defined in the Companies Act, 2013)

(i) Turnover

0

(i) Net worth of the Company

48,782,343

VI. (a) *SHARE HOLDING PATTERN - Promoters

S. No. Category Equity Preference
Number of shares Percentage Number of shares Percentage
1. Individual/Hindu Undivided Family
(i) Indian 0 0 0
(ii) Non-resident Indian (NRI) 0 0 0
(iii) Foreign national (other than NRI) 0 0 0
  Government
(i) Central Government 0 0 0
(ii) State Government 0 0  0
(iii) Government companies 0 0  0
  Insurance companies 0 0  0
  Banks 0 0 0
  Financial institutions 0 0 0
  Foreign institutional investors 0 0 0
  Mutual funds 0 0 0
  Venture capital 0 0 0
  Body corporate (not mentioned above) 4,999,994  100 0
 Others 0  0  0
Total  4,999,994  100  0  

Total number of shareholders (promoters)

1

(b) *SHARE HOLDING PATTERN - Public/Other than promoters

S. No. Category Equity Preference
Number of shares Percentage Number of shares Percentage
1. Individual/Hindu Undivided Family
(i) Indian 6 0 0
(ii) Non-resident Indian (NRI) 0 0 0
(iii) Foreign national (other than NRI) 0 0 0
  Government
(i) Central Government 0 0 0
(ii) State Government 0 0  0
(iii) Government companies 0 0  0
  Insurance companies 0 0  0
  Banks 0 0 0
  Financial institutions 0 0 0
  Foreign institutional investors 0 0 0
  Mutual funds 0 0 0
  Venture capital 0 0 0
  Body corporate (not mentioned above) 0 0 0
 Others 0  0  0
Total 6  0  0  0

Total number of shareholders (other than promoters)

6

Total number of shareholders (Promoters+Public/ Other than promoters)

7

VII. *NUMBER OF PROMOTERS, MEMBERS, DEBENTURE HOLDERS (Details, Promoters, Members (other than promoters), Debenture holders)

Details At the beginning of the year At the end of the year
Promoters 1 1
Members (other than promoters) 6 6
Debenture holders 0 0

VIII. DETAILS OF DIRECTORS AND KEY MANAGERIAL PERSONNEL

(A) *Composition of Board of Directors

Category Number of directors at the beginning of the year Number of directors at the end of the year Percentage of shares held by directors as at the end of year
Executive Non-executive Executive Non-executive Executive Non-executive
A. Promoter 0 2 0 2 0 0
B. Non-Promoter 0 1 0 1 0 0
(i) Non-Independent 0 1 0 1 0 0
(ii) Independent 0 0 0 0 0 0
C. Nominee Directors representing 0 0 0 0 0 0
(i) Banks & FIs 0 0 0 0 0 0
(ii) Investing institutions 0 0 0 0 0 0
(iii) Government 0 0 0 0 0 0
(iv) Small share holders 0 0 0 0 0 0
(v) Others 0 0 0 0 0 0
Total 0 3 0 3 0 0

Number of Directors and Key managerial personnel (who is not director) as on the financial year end date

4

(B) (i) *Details of directors and Key managerial personnel as on the closure of financial year

NameDIN/PANDesignationNumber of equity share(s) held

Date of cessation (after closure of

financial year : If any)

Mr. Sankar Chakraborti06905980Director1 
Mr. V Chandrasekaran01262266Director0 
Mr. Suman Mukhopadhyay08121309Director0 
Ms. Chitra MohanAMIPM9833DCompany Secretary1 

(ii) Particulars of change in director(s) and Key managerial personnel during the year

1

NameDIN/PANDesignation at the beginning / during the financial yearDate of appointment/ change in designation/ cessationNature of change (Appointment/ Change in designation/ Cessation)
Ms. Chitra MohanAMIPM9833DCompany Secretary11/12/2020Appointment

IX. MEETINGS OF MEMBERS/CLASS OF MEMBERS/BOARD/COMMITTEES OF THE BOARD OF DIRECTORS

A. MEMBERS/CLASS /REQUISITIONED/NCLT/COURT CONVENED MEETINGS

Number of meetings held

0

Type of meetingDate of meetingTotal Number of Members entitled to attend meetingAttendance
Number of members attended% of total shareholding
       

B. BOARD MEETINGS

*Number of meetings held

2

S. No. Date of meeting Total Number of directors associated as on the date of meeting Attendance
Number of directors attended % of attendance
1 11/12/2020 3 3 100
2 30/03/2021 3 3 100

C. COMMITTEE MEETINGS

Number of meetings held

S. No. Type of meeting Date of meeting Total Number of Members as on the date of the meeting Attendance
Number of members attended % of attendance
1

D. *ATTENDANCE OF DIRECTORS

S.No.Name of the directorBoard MeetingsCommittee MeetingsWhether attended AGM held on
Number of Meetings which director was entitled to attendNumber of Meetings attended% of attendanceNumber of Meetings which director was entitled to attendNumber of Meetings attended% of attendance
24/09/2021
(Y/N/NA)
1Mr. Sankar Chakraborti22100000Yes
2Mr. V Chandrasekaran22100000Yes
3Mr. Suman Mukhopadhyay22100000No

X. *REMUNERATION OF DIRECTORS AND KEY MANAGERIAL PERSONNEL

Nil

Number of Managing Director, Whole-time Directors and/or Manager whose remuneration details to be entered

0

S. No. Name Designation Gross Salary Commission Stock Option/ Sweat equity Others Total Amount
1 0
Total

Number of CEO, CFO and Company secretary whose remuneration details to be entered

1

S. No.NameDesignationGross SalaryCommission

Stock Option/

Sweat equity

Others

Total

Amount

1Ms. Chitra MohanCompany Secretary00000
 Total 00000

Number of other directors whose remuneration details to be entered

3

S. No.NameDesignationGross SalaryCommission

Stock Option/

Sweat equity

Others

Total

Amount

1Mr. Sankar ChakrabortiDirector00000
2Mr. V ChandrasekaranDirector00040,00040,000
3Mr. Suman MukhopadhyayDirector00000
 Total 00040,00040,000

XI. MATTERS RELATED TO CERTIFICATION OF COMPLIANCES AND DISCLOSURES

* A. Whether the company has made compliances and disclosures in respect of applicable provisions of the Companies Act, 2013 during the year

B. If No, give reasons/observations

XII. PENALTY AND PUNISHMENT - DETAILS THEREOF

A. DETAILS OF PENALTIES / PUNISHMENT IMPOSED ON COMPANY/DIRECTORS /OFFICERS

Name of the company/ directors/ officersName of the court/ concerned AuthorityDate of OrderName of the Act and section under which penalised / punishedDetails of penalty/ punishmentDetails of appeal (if any) including present status
        

B. DETAILS OF COMPOUNDING OF OFFENCES

Name of the company/ directors/ officersName of the court/ concerned AuthorityDate of OrderName of the Act and section under which penalised / punishedParticulars of offenceAmount of compounding (in Rupees)
         

XIII. Whether complete list of shareholders, debenture holders has been enclosed as an attachment

XIV. COMPLIANCE OF SUB-SECTION (2) OF SECTION 92, IN CASE OF LISTED COMPANIES

In case of a listed company or a company having paid up share capital of Ten Crore rupees or more or turnover of Fifty Crore rupees or more, details of company secretary in whole time practice certifying the annual return in Form MGT-8.

Name

Whether associate or fellow

Certificate of practice number

I/We certify that:

(a) The return states the facts, as they stood on the date of the closure of the financial year aforesaid correctly and adequately.

(b) Unless otherwise expressly stated to the contrary elsewhere in this Return, the Company has complied with all the provisions of the Act during the financial year.

Declaration

I am Authorised by the Board of Directors of the company vide resolution no.

21

dated

11/12/2020

(DD/MM/YYYY) to sign this form and declare that all the requirements of the Companies Act, 2013 and the rules made thereunder in respect of the subject matter of this form and matters incidental thereto have been compiled with. I further declare that:

  1. Whatever is stated in this form and in the attachments thereto is true, correct and complete and no information material to the subject matter of this form has been suppressed or concealed and is as per the original records maintained by the company.
  2. All the required attachments have been completely and legibly attached to this form.

Note: Attention is also drawn to the provisions of Section 447, section 448 and 449 of the Companies Act, 2013 which provide for punishment for fraud, punishment for false statement and punishment for false evidence respectively.

To be digitally signed by

Director

DIN of the director

06905980

To be digitally signed by

Membership number

32440

Certificate of practice number

13806

Attachments 

  1. List of share holders, debenture holders
  2. Approval letter for extension of AGM;
  3. Copy of MGT-8;
  4. Optional Attachement(s), if any

List of attachments Attachments

List of Shareholders.pdf
ESG_UDIN.pdf

This eForm has been taken on file maintained by the Registrar of Companies through electronic mode and on the basis of statement of correctness given by the company

First Name Middle Name Last Name Folio Number
Acuite Ratings and Research Limited 1
Sankar Chakraborti 2
Suman Chowdhury 3
Antony Jose 4
Chitra Mohan 5
Hitesh Khona 6
Reshma Polasa 7
DP ID-Client Id Account Number Number of Shares held Class of Shares
49,99,994 Equity share
1 Equity share
1 Equity share
1 Equity share
1 Equity share
1 Equity share
1 Equity share